27
compliance officer jobs in New York, NY
Building Service 32BJ Benefit Funds —New York, NY
This responsibility includes assisting with planning, directing, developing, and implementing policies, programs, standards, and procedures to ensure compliance…
$160,000 - $180,000 a year
Quick Apply
Sumitomo Mitsui Banking Corporation —New York, NY
Maintain a thorough understanding of state and federal securities rules and regulations governing the investment advisory industry through ongoing education and…
$257,000 - $280,000 a year
Guggenheim Partners —New York, NY
Perform daily surveillance of GI access to third-party sites to determine whether GI is private in an issuer’s data room.
$190,000 - $215,000 a year
NYC Careers —Queens, NY
A baccalaureate degree from an accredited college and four years of satisfactory, full-time progressively responsible clerical/administrative experience…
$81,659 - $134,686 a year
The Educational Alliance Inc. —New York, NY
Perform regular audits; develop a company-wide tracking system and other tools to ensure that programs are “review ready”.
$70,000 - $80,000 a year
Quick Apply
Capital Rx —New York, NY
Assist in conducting regular assessments and audits to monitor compliance and identify risks with implementation.
$130,000 - $160,000 a year
Rho Business Banking —New York, NY
Ensure best-in-class monitoring and surveillance systems are in place to prevent suspicious activities; work with Rho’s technical teams to understand and design…
$184,000 - $215,000 a year
5d
Rothschild & Co —New York, NY
Designated point of contact with the SEC, FINRA and state regulatory bodies, managing regulatory audits, inquiries, investigations and exams.
Estimated: $134K - $169K a year
10d
NYC Careers —Queens, NY
A. A baccalaureate degree from an accredited college with a major in geology, engineering, earth sciences, environmental sciences, or a closely related field,…
$67,757 - $89,502 a year
The City University of New York (CUNY) —Queens, NY
Over sixty baccalaureate programs from across a variety of disciplines, including accounting, aviation management, business, computer science, journalism,…
$124,656 - $141,858 a year
ICL —New York, NY
Master's degree or doctorate in psychology, education, social work, health/public health administration or related field.
$180,000 - $220,000 a year
Quick Apply
JPMorgan Chase & Co —Jersey City, NJ
As a Vice President, Business Manager within RM&C Finance and Business Management you will exhibit leadership and creativity as you partner with business heads…
$128,300 - $190,000 a year
Metropolitan Transportation Authority —New York, NY
Must possess a valid driver’s license. Employees driving company vehicles must complete defensive driver training once every three years for current MNR drivers…
Estimated: $116K - $147K a year
BMO US —New York, NY
The role will include accountability for compliance advisory services, design and execution of surveillance activities, and implementation of additional risk…
$110,000 - $204,100 a year
4d
NYC Careers —Queens, NY
A master's degree from an accredited college or university with specialization in an appropriate field of physical, biological, environmental or social science…
$92,301 - $112,000 a year
NYC Careers —Queens, NY
In addition, twenty-four (24) credits from an accredited college or graduate school in cyber security, network security, computer science, computer programming,…
$86,101 - $101,295 a year
Nuvation Bio, Inc. —New York, NY
Admission to a state bar and active license to practice law. The Executive Director, Compliance at Nuvation Bio will be responsible for leading the compliance…
$285,000 - $315,000 a year
Sumitomo Mitsui Banking Corporation —New York, NY
Ability to translate technical subject matter and convey it in easily understandable components for the clients. Provides training to covered business units.
$142,000 - $243,000 a year
6d
CFSB —New York, NY
Bachelor's degree in Computer Science, Information Systems, or a related field. Proficiency in data analysis, data visualization, and business intelligence…
$160,000 - $170,000 a year
Citi —New York, NY
Audit Plan: Design and implement an audit plan for the function that consider emerging and established risk; industry best practices and external frameworks;…
$250,000 - $500,000 a year
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