83
compliance officer jobs in New York, NY
Confidential —New York, NY
Conduct risk assessments to identify potential compliance risks and develop mitigation strategies. Collaborate with cross-functional teams to address compliance…
From $50,000 a year
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Anchor Health Home Care —Brooklyn, NY
You will be required to hold the HHA caregivers accountable to the highest standards of DOH regulations, handling a high volume of calls, staying calm in…
$22 - $26 an hour
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Adult Resources Center, Inc —Brooklyn, NY
A Bachelor’s Degree in Human Services or related field. Monitors and ensures compliance with federal, state and local regulatory require-ments.
$60,000 - $75,000 a year
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Broker Dealer —New York, NY
Daily risk management and pre/post trade surveillance and analysis. Ability to take decisive action and to motivate and develop others.
$90,000 - $150,000 a year
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Lisa Management —New York, NY
Ensure compliance with all applicable local, state, and federal rules and regulations related to affordable housing including fair housing, LIHTC and Section 8…
$110,000 - $120,000 a year
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11d
Marex —New York, NY
Use technical expertise and Surveillance toolset to make determinations on whether or not an alert is a true positive or false positive, closing false positives…
$90,000 - $125,000 a year
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4d
Guggenheim Partners —New York, NY
Reviewing deal structures to perform beneficial owner analysis. Responsibilities will include conducting beneficial owner and control person due diligence on…
$115,000 - $120,000 a year
9d
York College/CUNY —Jamaica, NY
Over sixty baccalaureate programs from across a variety of disciplines, including accounting, aviation management, business, computer science, journalism,…
$124,656 - $141,858 a year
Société Générale —New York, NY
Identify and prioritize regulatory and compliance risks associated with Capital Markets, align, and execute the Capital Markets compliance program, and conduct…
$117,000 - $211,000 a year
23h
GOD S LOVE WE DELIVER —New York, NY
The Compliance and Privacy Officer will review, revise and maintain the organization’s compliance and privacy policies, protocols and processes; assist with…
$120,000 - $150,000 a year
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BMO US —New York, NY
Typically between 3 - 5 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and…
$61,600 - $114,400 a year
11d
Chardan —New York, NY
Financial planning and analysis (FP&A), including supporting design and implementation of a budgeting and reporting framework will also be included as a part of…
Up to $175,000 a year
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2d
GIC Investment —New York, NY
A bachelor’s degree with good academic results from a good university, in Law, Accounting, Business or related discipline. Diligent with attention to details.
$95,800 - $127,000 a year
Guardian Life Insurance Company —New York, NY
Strong working knowledge of the securities industry, the products and services offered through broker-dealers, field agents and advisors, and applicable rules…
$148,970 - $244,745 a year
Citi —New York, NY
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal…
$142,320 - $213,480 a year
1d
Golub Capital —New York, NY
Achieving Results: Role models in this area are high achievers who develop careful plans and deliver consistently and effectively.
$225,000 - $275,000 a year
Piermont Bank —New York, NY
CRCM certification would be a plus. Manage compliance-related initiatives as required, such as the implementation of new compliance systems, controls, and…
$150,000 - $175,000 a year
Société Générale —New York, NY
Within a robust governance and risk management framework the Compliance Department provides expertise in Business Advisory, Financial Crime prevention, Banking,…
$86,000 - $153,000 a year
NYC Careers —New York, NY
In depth understanding of federal, state and local laws and regulations relating to equal employment opportunity, sexual harassment, retaliation, and reasonable…
$87,003 - $100,053 a year
Glencore —New York, NY
Draft reporting and presentation materials, develop and document project plans and internal dependencies, proactively identify project risks and devise…
$110,000 - $150,000 a year
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